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Postapproval Changes to Combination Products: Marketing Submission Requirements (DRAFT)

This guidance provides recommendations for determining the type of marketing submission required for postapproval changes to combination products approved under a single marketing application (BLA, NDA, or PMA). It covers changes to drug, device, and biological product constituent parts while maintaining their regulatory identity.

This is a draft guidance. Not for implementation.

  1. Identify the type of original marketing application used for the combination product approval
  2. Determine what type of submission would be required if the changed constituent part was a standalone product
  3. Use the guidance tables to identify the appropriate submission type based on the original application and type of change
  4. Consider developing comparability protocols for anticipated future changes
  5. Request meetings with FDA intercenter review team for complex changes or alternative approaches
  6. Submit changes requiring the highest level of review when multiple changes are made simultaneously
  7. Ensure documentation addresses impact on all constituent parts and the combination product as a whole
  8. Maintain compliance with other requirements specific to the application type used for approval

Key Considerations

Clinical testing

  • New clinical data required for changes that result in new indications, clinical effects, or modified patient populations
  • Limited confirmatory clinical data may be needed for certain design changes
  • Clinical data requirements depend on the type of change and constituent part being modified

Non-clinical testing

  • New preclinical testing may be required for design modifications, chemical formulation changes, or hardware/software changes
  • The extent of preclinical testing depends on the type and significance of the change

Software

  • Software modifications to device constituent parts require appropriate submission based on risk and validation requirements

Labelling

  • Significant labeling changes require prior approval supplements
  • Minor labeling changes may be submitted as Changes Being Effected supplements
  • Labeling changes must align with the type of marketing application

Safety

  • Changes that could affect safety and effectiveness require prior approval
  • Manufacturing changes that impact product quality require prior approval
  • Changes in controlled release or particle size require prior approval

Other considerations

  • 21 CFR 3.2(e): Definition of combination products
  • 21 CFR 314.70: Changes to an approved NDA
  • 21 CFR 601.12: Changes to an approved BLA
  • 21 CFR 814.39: Changes to an approved PMA

Original guidance

  • Postapproval Changes to Combination Products: Marketing Submission Requirements
  • HTML / PDF
  • Issue date: 2013-01-18
  • Last changed date: 2021-05-13
  • Status: DRAFT
  • Official FDA topics: Medical Devices, Combination Products, Drugs, Biologics
  • ReguVirta summary file ID: f456601023d94d5c32648169cf1dca57
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