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Bayesian Statistics in Medical Device Clinical Trials: Design, Analysis and Implementation

This guidance provides recommendations for the design and analysis of clinical trials for medical devices using Bayesian statistical methods. It covers the use of Bayesian approaches for incorporating prior information, adaptive trial designs, interim analyses, and post-market surveillance. The guidance aims to help manufacturers and FDA staff understand when and how to appropriately use Bayesian methods in medical device clinical trials.

  1. Meet with FDA early to discuss planned use of Bayesian methods and obtain agreement on:
    • Prior information to be used
    • Statistical models and assumptions
    • Trial design and adaptations
    • Success criteria
  2. Document in protocol:
    • Justification for using Bayesian approach
    • Sources and validation of prior information
    • Statistical analysis plan including models
    • Operating characteristics through simulation
    • Sample size justification
    • Interim analysis plans if applicable
  3. Implement appropriate controls:
    • Verify computational methods and convergence
    • Conduct sensitivity analyses
    • Check model assumptions
    • Document all analyses
  4. For submission:
    • Submit data and analysis code electronically
    • Provide clear presentation of results
    • Include sensitivity analyses
    • Justify all modeling choices
    • Present labeling in understandable terms
  5. Plan for post-market:
    • Define how Bayesian updating will be used
    • Specify data collection and analysis methods
    • Document process for incorporating new information

Key Considerations

Clinical testing

  • Clinical trial design principles remain the same as traditional trials (randomization, blinding, etc.)
  • Prior information from previous clinical studies can be incorporated if sufficiently similar
  • Minimum sample size should be defined based on safety and effectiveness endpoints
  • Operating characteristics (type I and II error rates) should be evaluated

Software

  • Software used for Bayesian analysis should be discussed with FDA statisticians
  • Program code and data used for simulations should be submitted electronically
  • Convergence of computational algorithms should be verified

Labelling

  • Results from Bayesian trials should be expressed clearly in device labeling
  • Bayesian terminology should be explained in a way that is easy to understand
  • Credible intervals should be reported

Safety

  • Safety endpoints may require larger sample sizes than effectiveness endpoints
  • Prior information on safety should be carefully evaluated
  • Sensitivity analyses should be performed for safety claims

Other considerations

  • ISO 14155: Clinical investigation of medical devices for human subjects - Good clinical practice

Original guidance

  • Bayesian Statistics in Medical Device Clinical Trials: Design, Analysis and Implementation
  • HTML
  • Issue date: 2010-02-04
  • Last changed date: 2020-01-19
  • Status: FINAL
  • Official FDA topics: Medical Devices, Biostatistics
  • ReguVirta summary file ID: bf385674933d595f298ce2cd3ac8c220
This post is licensed under CC BY 4.0 by the author.